State University of New York , Oswego

Department of Accounting, Finance, & Law

School of Business

 

Finance 426: Multinational Financial Management, Section 800 (CRN: 11112)

Spring 2006

 

 

Instructor and Contact Information

 

Instructor: Eric C. Tsai, Ph.D.

Office: 309 Rich Hall

Web: http://home.comcast.net/~drtsai

 

E-mail: tsai@oswego.edu

Phone:  315-312-3146

Office Hours:  Tuesdays:             4:00 PM –   6:00 PM

                        Wednesdays:    11:00 AM –   2:00 PM

                        Thursdays:        10:00 AM – 10:30 AM    and by appointment

 

Students having trouble keeping up with course progress should not hesitate to seek help from tutors (if available) or the instructor.  Nor should they be shy to express their concerns with issues that might adversely affect their academic performance.  Remember, there will be no remedy, once the semester is concluded.

 

Course Information and Requirements

 

1) Prerequisites:

Finance 325 Corporate Finance, or equivalent

 

Students without adequate academic background should not remain in this course.  Per the school policy, those who have not finished the prerequisite will be dropped from the class.  Multinational Financial Management is a sophisticated subject; inadequate preparation often leads to poor performance resulting in failing grade. 

 

Previous or concurrent 300 or 400-level coursework in finance (e.g., Investments or Applied Financial Management), or international monetary economics is helpful and desirable, although not absolutely necessary.

 

2) Textbook:

(1) Fundamentals of Multinational Finance, by Michael H. Moffett, Arthur I. Stonehill and David K. Eiteman, 2nd Edition, Pearson Education, Inc. (Addison Wesley), 2006.  (2) A case book will also be assigned in the first few weeks of the semester.

 

4) Class
    Meetings:

11:10 AM – 12:30 PM,
Tuesdays and Thursdays, 1/26/06 – 5/12/06,
Rich Hall 323

 

Course Philosophy

 

Multinational Financial Management is a demanding course, which goes beyond the fundamental corporate financial issues and commands considerable work on the student’s part.  Its complexity and quantitative nature will make even the very bright students find it necessary to go over lecture notes and chapters carefully several times.  Students must keep up with the class discussions and assigned readings in the text.  Regular class attendance is essential if students intend to perform well in the course.  To facilitate effective learning and incorporate available technologies, most course materials will be posted on-line for students’ convenience.  NEVERTHELESS, THIS COURSE IS NOT A DISTANCE LEARNING CLASS JUST BECAUSE MOST COURSE MATERIALS ARE AVAILABLE ON-LINE.

 

Course Learning Objectives

 

The objective of this course is to study the theory and practice of multinational financial management.  It extends financial management to the international environments.  Upon completion of this course, students should gain an understanding of principles behind the following key issues.

 

  1. What kind of global financial environments a multinational-firm must face
  2. How the international currency markets operate
  3. How a firm’s exchange risk exposure is measured and managed
  4. How firms finance their global operations
  5. How firms make major international investment decisions

 

Throughout this course, readings and lectures will cover critical issues that form the context for multinational financial management. Coverage will include ethics and social responsibility, the political, legal and regulatory influences on international financial issues, and the multinational financial issues relating to new technology, the environment, and cultural diversity.

 

The lectures, class discussions, worksheets, computer sessions, homework assignments, projects and presentations, case studies, problem sessions, quizzes, and examinations will provide students the opportunity to develop and demonstrate various important business skills.  Specific skills that will be addressed in this course include critical thinking, quantitative skills, decision-making, applied research techniques and the synthesis of knowledge from various sources, teamwork and interpersonal skills, written and oral communication, and the use of information technology.

 


Assignments

 

1) Reading :

Prior to each class, students are expected to download lecture notes and read related textbook sections, which will help them understand topics discussed in class tremendously.  Students are advised to read the materials following the attached course outline, even if the instructor may fall a little behind schedule from time to time or get slightly ahead.

 

2) Problem Set:

A total of four to six homework problem sets will be given over the course of the semester.  These assignments not only help students in solidifying their multinational financial concepts, but are also in part used to prepare students for quizzes and exams and in part to ensure that certain work has been done prior to the start of the next major topic.  Assignments must be turned in at the beginning of the class on the due date.  All assignments will be graded in a timely manner, so any late submission will NOT be accepted.    Absence from class is not a valid reason for late submission of homework assignments.  If unable to attend the class on the due date, students are required to submit their assignments via a third person or email by the deadline.

 

(3) In-Class
      Exercise

Excel, Web exercises, practices, and other activities may be given from time to time to be completed in class.  These activities if checked or graded will be counted toward participation grade.

 

Examinations

 

To prepare for the two examinations, a midterm and a final, students are responsible for understanding the materials covered in the class discussions and the related textbook chapters or sections.  Should a student miss any of the exams, a makeup exam will be given for valid medical reasons with a physician’s note.  Nonetheless, the student (or a friend or relative of the student) should inform the instructor via email or phone before the exam begins.  Permission of a rescheduled midterm or final exam for other non-medical reasons, limited to only serious legal matters or family emergencies, should be requested well ahead of time with documented evidence.  Reasons (not limited to) such as taking a non-refundable vacation, family reunion, military training (any conflict should be resolved before registering this course), attending a wedding (except for your own), business trip (unless not doing so seriously compromises her/his job security (legitimate proof required)), or attending a game (except for representing the university in a tournament (a coach’s note required)), are not acceptable.  Students missing any examination without permission will automatically receive a zero on that exam.

 

Quizzes

 

A number of half-hour long quizzes will be given during the semester.  These quizzes will be announced in advance.  There will also be a number of unannounced 10-minute pop quizzes at the end of some classes.  Missing a quiz due to an unexcused absence will result in a zero grade on that quiz.  A student will be excused from a quiz only when there is a valid pre-approved reason or documented illness with a notification, such as an email or a voice message, to the instructor prior to the quiz.

 

Research Paper and Other Team Activities

 

Students are expected to form a number of four-member teams.  There are three tasks to be completed by each team: a “case” summary with a presentation, a research paper/ presentation on multinational financial management issues, and a currency trading simulation.  Each team will be given a case to write a summary, distribute it to the whole class, and make a 20-minute presentation in class.  Case presentation will begin shortly before the midterm exam.  There will be approximately one team presentation each week.  Each team is expected to distribute its summary to the whole class the week before its presentation.  After each case presentation, a pop quiz may be given and it will be counted toward case/paper/presentation grade.  In addition, over the course of the semester, each team will conduct a research on multinational financial management issues and complete a short research paper, about 12 to 20-page long plus tables/figures/references, in both hardcopy and electronic file.  The final two classes will be reserved for teams to make a 15 to 20-minute presentation on their findings.  To provide sufficient time for reading, each team should also distribute its paper to all classmates the week before the presentation.  During presentations, students should also be prepared to ask at least five meaningful questions, which will be part of their research paper grade as well. A one or two-page write-up of research paper proposal is due on Thursday, March 9.  The due date for paper submission (with a copy of reference attached) and paper distribution (via email) will be on Tuesday, May 2.  Missing due date without prior approval will result in zero point.  Each team is also expected to participate in a currency trading simulation to gain more practical knowledge.  More details regarding cases, research papers, presentations, and currency trading simulation will be discussed in class.

 

Teamwork

 

Teamwork often facilitates a more effective learning process through collaboration and also mirrors the practice in most workplaces.  Students will be benefited from forming study groups for mutual assistance in their studies and completing assignments.  Although, students are allowed and encouraged to work together, assignments should still be completed individually.  Working together does not mean that one can copy answers from the other or share the same computer printouts/files.  Any identical assignment submissions (or those with extremely high degree of resemblance) will lead to zero point and offenders are subject to academic penalty and/or disciplinary action under the University policy.

 

Class Participation

 

In evaluating class participation, the instructor will look for comments that are thoughtful and lead the discussion forward.  In addition, the instructor may ask students questions to ensure that students understand the critical issues of the topic and involve in class activities.

 

Attendance

 

According to College Catalog (similar message can also be found in Student Handbook):

 

Regular class attendance is obligatory. An instructor may recommend that a student be dropped from a course for poor achievement due to excessive absence. A student who is dropped after the deadline for dropping courses may be assigned a grade of E. Students who have two unexcused absences during the first two class meetings of the semester may be dropped from the course at the discretion of the instructor. The instructor or the department offering the course will notify the Registrar of this action. However, students should not assume that they have been dropped from a class just because the first two classes were missed. It is ultimately the responsibility of students to drop a course that they are not planning to attend by the deadline published.

 

In addition, faculty MUST maintain records of attendance for Financial Aid purposes.  Therefore, the instructor will keep an attendance record by circulating a roll sheet in class.  Students should remember to have it signed every time.  No late signing is allowed once a class is concluded.  Absence without a valid reason and prior approval (except for illness) will result in one-point deduction from a student’s attendance grade until it reaches zero.  Thereafter, two more unexcused absences, coupled with poor performance, will warrant a recommendation to the Registrar’s office for the student to be dropped from the course due to excessive absence.  Missing a quarter of classes or more is considered excessive.  The above attendance policy will be strictly enforced.

 

Grading

 

1) Policy:

If necessary, at the discretion of the instructor, an examination or quiz may be curved so its average is at least around 80.  A student’s total course score is the sum of all component points, which in turn determines her or his letter grade based on the grading scale below.

 

The instructor will also have discretion for adjusting grades by one grade category up (e.g., from A- to A) for positives such as quality individual class participation and improvement, or down (e.g., from A- to B+) for negatives such as frequent tardiness, improper classroom conduct, and disruptive behavior.

 

2) Components:

Quizzes:                                                           10 Points

Midterm Examination:                                        18 Points

Final Examination:                                              22 Points

Assignments:                                                      18 Points

Case/Research Paper/Presentation/Simulation:     22 Points

Participation/Attendance:                                   10 Points

            Total                                                   100 Points

 


 

3) Scale:

The following scale will determine each student’s course letter grade:

 

Grade

Score

Grade

Score

   A

93100

    C

7377

   A–

9093

    C–

7073

   B+

8790

    D+

6770

   B

8387

    D

6367

   B–

8083

    D–

6063

   C+

7780

    E

060

 

Academic Integrity

 

Students are advised to strictly follow the “College Policy on Cheating/Plagiarism”, which can be found at http://www.oswego.edu/administration/registrar/acad_policies.html or the Student Handbook. Any violation will result in academic penalty and/or disciplinary action under the Code of Student Rights, Responsibilities and Conduct (refer to the Student Handbook, particularly sections 42A and 43A).

 

Add/Drop, Withdraw, and Incomplete Policies

 

Students are responsible to be aware of the current add, drop and withdraw policies stipulated in the university “Academic Policies”, which can be found on the university website: http://www.oswego.edu/administration/registrar/acad_policies.html or various university publications.  Incomplete grade “I” will be given only in situations beyond a student’s control, such as serious illness, legal issue, and family emergency for an extended period of time.  Legitimate proof is required.  “I” will not be granted because of a student’s poor performance.  (Final day to drop: Wednesday, February 15; Final day to withdraw: Friday, March 31)

 

Classroom Behaviors

 

During a class, students should refrain themselves from any disturbing behaviors interfering with the learning of their fellow classmates.  In particular, cellular phones and beepers should be turned off.  Except for participating in class discussions and asking the instructor questions, private conversations between students are prohibited.  Unless directed, students are NOT allowed to access websites, check emails, watch videos, play games, and engage in activities on their laptop computers other than taking notes, accessing course materials, and others permitted by the instructor.  Any violation of these kinds is deemed improper.  Repeated offenders will be at least asked to leave the class.

 

Disabilities

 

Students who have a disabling condition, which might interfere with their ability to successfully complete this course, are encouraged to speak, confidentially, to the instructor, or contact the Office of Disability Services (phone 312-3358).

 


Course Outline: Subject to Change

 

Week                                            Topic                                                         Chapter

 

GLOBAL FINANCIAL ENVIRONMENT

 

1             Financial Goals and Corporate Governance                                           1

2             The International Monetary System / the Balance of Payments               2, 3*

 

FOREIGN EXCHANGE THEORY AND MARKETS

 

3             International parity Conditions                                                               4

4             Foreign Exchange Rate Determination and FX Market                          5*, 6

 

FOREIGN EXCHANGE EXPOSURE

 

5             Foreign Currency Derivatives/Transaction Exposure                              7*, 8

6             Operating Exposure / Translation Exposure                                           9, 10

 

7             Midterm Examination: (Tuesday, March 7)

 

               (Monday-Friday, March 13-17: Spring Recess: No Classes)

 

FINANCING THE GLOBAL FIRM

 

8             Global Cost and Availability of Capital                                                11

9             Sourcing Equity Globally                                                                     12

 10             Interest Rate and Currency Swaps                                                      14*

 

FOREIGN INVESTMENT DECISIONS

 

 11             International Portfolio Theory and Diversification                                 15

 

               (Thursday, April 13: Good Friday & Spring Break Day: No Classes)

 

 12             Foreign Direct Investment Theory and Strategy                                   16*

 13             Multinational Capital Budgeting                                                           18

 14             Multinational Tax Management                                                           20*

     15             Research Paper Presentations

 

 16             Final Examination: 10:30 AM – 12:30PM (Tuesday, May 16)

                       

            * Due to time constraint, only fundamentals in these chapters will be discussed.