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II. Political Science – Perspectives on Governing
The phrase “political science” refers to (1) the products,
the body of social science knowledge about politics, government, and
public policy; (2) the processes, the methods of academic and professional
study for public life in human society; and (3) the people, the community
of scholars and students who share an interest in governing. Of course,
subject matter, the process of studying the subject matter, and the
people who are involved are all interrelated. In order to systematically
understand the state of the art in political science, you must know
basic information about politics, government, and public policy, but
you also must know something about “doing” political science.
And ultimately, disciplined knowledge requires knowledge of the discipline.
Knowledge of the products, the methods, and the people who form the
academic community are important building blocks for understanding political
science.
A. The
Product - Political Science as Knowledge
The literature of political science is vast. By convention, we organize
materials into sub-fields within the discipline including the areas
of national political institutions, constitutional law, state and local
government, public administration, public policy, comparative politics,
and international relations. Specialists study each of the areas in
great detail. In fact, many political scientists think of themselves
as concentrated in a sub-specialty such as congressional or presidential
studies within the specialty of U.S. political institutions. These specialists
produce many research studies, and they write about their research for
other scholars, political practitioners, and students.
1. Conference Papers – Preliminary Research Findings. Political
scientists gather at annual meetings around the country and around the
world. Some conferences are totally dedicated to a specific subfield
or even a particular topic. Other conferences are gatherings of people
from many fields, and their special interests are accommodated within
the overall conference program. The basic organizational unit of a political
science conference is the panel, a small group of three-to-four
presenters who speak on a common topic. Panels are further organized
into tracks, subfield or topical groups of related panels.
This type of conference organization allows a person to sit in on a
variety of different topical panels or to specialize and only visit
the panels in a subfield. During the conference, presenters get feedback
from other panelists and attendees, and they use the feedback to strengthen
their research.
2. Research Articles – The Peer Review Process. Many of
the better conference papers are submitted to peer-reviewed academic
journals. The academic journal is the workhorse of any discipline. Researchers
from universities and institutes submit research manuscripts to one
of a number of specialized journals. The editor of the journal sends
the manuscript to other specialists in the field. The name and other
identifiers on the author’s manuscript are stripped so that there
is a blind peer-review process. Reviewers comment on the manuscript
and recommend that the editor publish it, reject it, or ask that it
be revised and resubmitted. Until a research project meets this test,
it remains outside of the knowledge base of the discipline.
3. Scholarly Books – Topical Synthesis. A political scientist
may produce a large body of related work that leads to a book. Working
alone or in partnership with another content specialist, the author
may contribute new knowledge about a concept or a public person or an
important political event. Hundreds of new scholarly books of political
analysis, biography, and current events are published every year, often
by university presses. Another type of important scholarly book is the
edited work collected from many authors on a common topic. The editor(s)
assemble the material and often write an introduction and conclusion
that preview and summarize the collected materials.
Box
1.1 Publication Timetables
We assume that a textbook with this year’s publication date
contains the latest information in the field. However, the textbook
narrative may be older than that. The first chapters of the text
were probably drafted two years before the last chapters. The chapters
then have been in revision for a year as the author tries to accommodate
reviewers’ comments. And then of course the research articles
upon which the chapters were based were under consideration for
a year at the journal. And the research itself preceded the journal
manuscript by a year or more. At best, some of the information in
today’s textbooks is 3-4 years old.
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4. Textbooks
– Synthesis Across Topics. Political science textbooks are
syntheses of research findings and professional experience in the field.
Professors or researchers who have spent a great deal of time reading
and conducting research in an area pull together material from a variety
of sources. This textbook is just such an effort. The textbook writer
relies on his or her tacit understanding (Polanyi, 1966) of the specialty
in order to weave a coherent narrative from specialized tidbits published
in research journals, papers presented at professional conferences,
and other reliable information. Again, peers review chapters of the
textbook without knowing the author’s name or affiliation. After
they comment, the textbook company and the author revise the chapters
to accommodate reviewer comments.
Textbooks are not usually intended to be groundbreaking works. Their
purpose is to communicate basic information to a college-age audience.
In fact, they are training materials as much as they are scholarship.
This is not meant to disparage this and other textbooks. Rather it is
intended as a caution to you, the reader, that far more detailed and
sophisticated information stands behind the generalizations found in
your texts. Any textbook is an orientation to a field of study, not
the final word in the field or the profession’s cutting edge research.
In terms of political science as product, the published research represents
a body of knowledge about politics, government, and public policy. When
we are asked what we are studying in college and we answer “political
science,” we are referring to a corpus of published material.
There is a great deal of political science information to be had, and
it is growing at an accelerating pace.
B. The
Process - Political Science as Method
In order to study politics in a productive way, certain practices or
conventions have to be followed. The same everyday reliance upon “normal
science” characterizes all human enterprises that we refer to
as scientific. People who share the current framework for studying politics
form a scholarly community, or what we call an academic discipline.
It does not matter if the political scientist works in government or
in a research institute or in a university or whether one studies institutions
or policy. All are trained in a similar manner, read similar literature,
and gather at many of the same professional conferences. Members of
the discipline support and police each other in a communal effort to
advance the study of politics. In many ways, the discipline shapes the
way that we create knowledge about politics, government, and public
policy.
Political scientists and other social scientists including economists,
sociologists, cultural anthropologists, and social psychologists develop
social science methods. Although the particular techniques used in each
social science differ, they share a canon of philosophy of science.
There are principles of reasoning and justification that philosophers
of science have formalized in their study of what we call epistemology,
the study of knowledge claims. Advanced study in these principles and
the research methods that follow from them are the core of graduate
education in the social sciences. The graduates of advanced programs
go on to form the nucleus of research institutes and teaching universities,
and they take their shared orientation and methods with them. We call
this shared frame of reference a paradigm. At any one point in time,
a single paradigm dominates a discipline (Kuhn, 1962).
Of course, methods do change. Over time, new concepts are developed
and new techniques are created to measure those concepts. We create
new models that yield new hypotheses. There are always mavericks that
open the way to new ways of studying politics. Sometimes the process
is evolutionary, and sometimes it is revolutionary. The knowledge base
in textbooks appears to be stable, belying the real flux of research.
Occasionally, a truly revolutionary insight appears in our midst. We
may even witness a whole new subfield emerge, or a distinctive approach
may take over dominance of the profession, a so-called paradigm
shift. At such moments, academic disciplines are not always polite and
inclusive. Advocates for different approaches battle it out for grant
money, new faculty positions, novel courses, and ultimately their own
graduate training programs.
Nevertheless, it is important for you to understand that a body of methodology
underpins the facts that we think we know about politics. Political
scientists use these methods in a variety of subject matter areas ranging
from state and local government to international relations. Every day,
new research findings are being published. Our understanding of politics
changes ever slightly or radically in response to new knowledge in the
field.
1. Concepts as Building Blocks. Creative ideas form the foundation
of all human knowledge. The insights of natural science, fine art, the
humanities, music, technology, and the social sciences all exist in
our minds before we share them as knowledge. We must conceptualize something
before we can know it. Reality – or the truth “small t”
– therefore exists in our minds. There is little that we know
in any immediate, primary sense. Even our experience of our mother’s
love is interpretative.
Some epistemologists believe that there is a world of ideas that corresponds
directly to a “real world” that exists independently of
our perceptions (Ayer, 1952: 138). These “realists” suggest
that we share a concept such as “race,” but distinctive
races exist in the world whether we perceive them or not. The challenge
in their view is to make our perceptions conform as much as possible
to reality.
Other epistemologists deny that there is a knowable reality apart from
our perceptions of it. These “instrumentalists” believe
that we create reality when we name things (Hoover, 1992: 18). Race
is socially, not biologically defined. Concepts work for us, so we retain
and share them. When they fail to be useful, we discard them and adopt
a newer understanding.
Another term helps illustrate this distinction. Sociologists use a concept
that we call social class. The concept is useful in describing
how human societies appear to organize themselves into strata. The upper
levels of society are more wealthy and secure, while the lower strata
are poor and at risk. There is also a middle class that enjoys many
of the fruits of prosperity and contributes a great deal of the productive
work needed in contemporary societies.
As political scientists, we are naturally interested in class-linked
political ideas and agendas. What are the “blue collar workers”
thinking about at election time? Are members of the “wealthy elite”
trying to influence the outcome of an election with their campaign contributions?
Will the broad “middle class” turn out to vote in an election
year when the economy is in good shape? But do social classes “really
exist?” Karl Marx obviously thought so. But does a concept like
social class work with one set of assumptions -- e.g., Marx’s
theory of class conflict -- and fall apart under a different set of
assumptions, e.g., Auguste Comte’s theory of social mobility and
economic progress? Again, treating the concept of social class as an
instrumental notion that need not “really” exist out in
the world allows us to use it when it is called for in a model and avoid
it when does not work in another.
There are trade offs between realistic and instrumental definitions.
Realistic concepts link us to a rich past replete with significant philosophical
speculations. We keep company with Plato and Confucius when we contemplate
the social strata of societies. Instrumental definitions are less profound
but are far more measurable. An instrumental thinker would settle for
“socio-economic status” over social class and suffer the
theoretical disconnect that such a shift entails. However, he or she
could then proceed to build an index of socio-economic status (SES)
from earnings and education data and without excessive worry about whether
the index “really” reflects social class.
It is important to realize that in the shift from realistic to instrumental
truth claims, the whole logic of social science becomes more tentative.
If indicators of concepts were said to be isomorphic (perfectly
equivalent) with the full theoretical notions themselves, then we would
be arguing about Truth again. With instrumental logic, we are free to
make findings of fact – albeit tentative ones – within a
relatively efficient system of knowledge production. If in the United
States, African Americans vote disproportionately Democratic or if middle
class voters increasingly report themselves as independents, we can
document the phenomenon and move on. We are not making assertions about
the elusive “Nature of Man” (sic).
2. Models as Chains of Reasoning. Models are pictures or metaphors
that relate concepts to each other. Their goal is to weave plausible
explanations together for later testing. We posited that race influences
party preference in the United States. We represent that possible relationship
as: race —partisan preference which is in turn a specific
case of the realist’s “causal” model: C —
E or in the language of the instrumentalists: independent variable
— dependent variable. In other words, we model the relationship
between two concepts as being an elementary causal chain. The use of
an arrow to suggest the relationship and the placement of the preceding
event to the left are conventional.
Complex chains of reasoning can be built from such humble beginnings.
David Easton (1959) has constructed a systems analysis of political
life using the conventions of causal modeling. In his systems model,
demands for action originate in the political task environment. A relevant
set of decision-makers will then act on the demands provided that adequate
supports (public revenues, public opinion) are also present in the environment.
Once outputs (public policies) are put into effect, they have some great
or small effects on the task environment from which the original problem
arose. With feedback in hand, demands are refined, supports may change,
and decision-makers may fine tune future policy. The systems device
gives us a robust and dynamic model for relating many features of public
affairs to each other.
Theodore Lowi (1979) has discussed an “Iron Triangle” model
of the policy development process. His metaphor is the geometric figure
of an equilateral triangle with a political player at each corner. The
lobbyist, the legislative staff member, and the bureaucrat have an informal
relationship reflected in their regular social interactions. They literally
“do lunch” and talk about their superiors’ policy
concerns. Lowi believes that these relatively junior, unelected people
routinely negotiate policy content and then communicate the “deal”
to their superiors.
The simple causal model of racial influences on partisan preference,
the more elaborate systems model of policy-making, and the Iron Triangle
of influence are good examples of how visual devices can help is grasp
abstract principles. A phrase from natural science, a geometric shape,
a literary metaphor, or an algebraic expression each can serve as a
model. The heuristic, or creative, value of a model resides in its ability
to formalize concepts and relationships between concepts. For that reason,
we cannot exhaust the number of types of models; they are bounded only
by the imagination.
3. Explanation as Knowledge Claim. In political science as in
all of the social sciences, we seek to describe and explain phenomena
in the areas of life that interest us: in our case politics, government,
and public policy. But what does it mean to “explain” something
in the social science sense of the term? A social science explanation
relates observable facts to relevant theories producing a “systematically
articulated and comprehensive body of maximally reliable knowledge claims”
(Gregor, 1971: 21). Research products from such activity provide practical
facts and interpretations that enable us to understand politics, government,
and public policy.
There are several social science notions that are central to the practical
business of doing political science. In order to achieve a measure of
reliability in our knowledge claims, we have to be aware of issues related
to measurability, hypothesis testing, and correctly prescribing the
unit of analysis for study. An elementary understanding of these concerns
will help you appreciate how the work of social science is carried out.
a. Measuring Concepts. We say that a concept has been operationalized
if and when we can specify the conditions for its measurement. We can
objectively note the changing values for the concept, and so we often
refer to an operationalized concept as a variable. In epistemological
terms, the concept “becomes” a variable when it
is operationalized. Race is measured by self-reported group membership,
and partisan preference is measured by self-reported voting behavior.
Operational transformations like these permit us to examine relationships
between variables by specifying hypotheses that can be factually tested.
b. Hypothesis Testing. Models suggest testable relationships,
or hypotheses, between variables. Social scientific knowledge
is empirical, not theoretical. Only relationships that are
supported by factual observations can be said to be “causal”
within this social science paradigm. This means that if our theories
and the models that we develop from them suggest that race is associated
with partisan preference, then we can find factual data to “back
up” that assertion. In this regard, we have speculated that African
Americans disproportionately favor Democratic candidates. We should
be able to find voter exit surveys that have asked people of different
races how they voted in particular elections. If over time African Americans
predictably have voted for the Democratic Party, then the hypothesis
is supported. If there were no difference in the rate of Democratic
voting between blacks and whites, then we would have to accept a null
hypothesis that no causal relationship exists. If we were surprised
and observed that whites voted for Democratic candidates in greater
proportions than did blacks, then we would have to accept an alternative
hypothesis. The proposition that race influences partisan preference
is therefore testable within the framework of current social science
methods.
c. Prescribing the Unit of Analysis. Hypotheses can be tested
at different levels of measurement. For example, we can ask individuals
about their voting preferences, or we can look at aggregate data. In
the first instance, we would use a scientific sample of 1,200 people
leaving the voting precinct who are willing to be interviewed. Our unit
of analysis is the individual voter. But we could also look at data
for states. We could use aggregated polling data to examine how many
of the 50 states had solid majorities of African Americans supporting
Democratic candidates. In the first instance, the unit of analysis is
the individual; in the second example, the unit of analysis is the state
electorate.
The choice of an appropriate unit of analysis is sometimes a theoretical
decision and sometimes a practical one. If our hypothesis is closely
tied to a general theory of individual behavior, then we will prefer
individual level analysis. For example, if we need to know “why”
black voters favored Democrats, then we’ll have to ask them. On
the other hand, if we simply want to make a group generalization and
then move on, aggregate data may be fine. Similarly, all social science
research involves some data collection and analysis expense. If we are
grant-funded scholarly researchers who need to and can afford to measure
a hypothesis at the individual level, then we will pay to have the 1,200
exiting voters interviewed. If on the other hand, we are journalists
who are trying to make sense of voting trends on election night, we
will likely use the data from the 50 states. Both theoretical and practical
considerations guide the unit-of-analysis decision.
3. Political Science as Method Summary. There is far, far more
to political science methods than our glimpse at measurability, hypothesis
testing, and units of analysis reveal. Whole courses are devoted to
learning how to properly analyze political data. Some political scientists
devote their entire careers to developing and teaching analytic techniques.
And yet our point in this introduction is to suggest that doing political
science is not a haphazard process. Rather it offers a selection of
concepts, models, and methods with which we can build on our ever-expanding
knowledge base.
C. The
People - the Political Science Community
Political science departments are standard features of most colleges
and universities. In fact, political science has been a part of the
college curriculum for a long time. In most colleges, students are required
to take a course in American Government. In many, students also choose
to take classes in other political science topics. For example, students
who are majoring in journalism, criminal justice, or social science
education often are required to take a course in state and local government.
Students pursuing international studies degrees are asked to take courses
comparative politics and international relations. And of course political
science majors are offered many choices of specialty courses ranging
from classical political theory to politics and the media. We are a
community of wide-ranging interests.
1. The Study of Political Science. The study of politics is as
old as civilization itself. Each historical period and each culture
group have thought about politics in its own way. From ancient Egypt
to Machiavelli’s Italy to modern Russia, thoughtful people have
reflected upon who they wanted to lead them and how leaders should behave.
For simplicity’s sake, we can think of the history of studying
politics as involving two epochs, the ancient and the modern. The ancients
created, defended, and criticized their own political institutions,
and they studied the arts of governing, diplomacy, and war. And the
craft of studying politics was communicated in terms that worked for
the people of those times and places. Although some scholars find objective
discourse about how politics works in ancient texts, most archaic work
addressed normative questions about how government should
work. In the Middle East, the communication was through fables. For
Europeans, the medium was philosophical tracts. Ancient Chinese thinkers
wrote short, cryptic lessons. Each ancient society chronicled its thoughts
on politics, government, and public policy in its own way.
By contrast, the moderns have relatively recent origins. The
gradual development of scientific attitudes during the Enlightenment
(the late 1600s and the 1700s) made possible the collection and analysis
of observable facts concerning politics, government, and public policy.
It is during this time that the term “political science”
came into fashion along with sister terms like “natural science.”
The empirical questions about the world of politics were amenable to
observation and study. By chronicling and comparing different countries,
Enlightenment scholars including Montesquieu and Jefferson hoped to
find an order in societies like the biologists were discovering in nature.
Others such as the Frenchman Antoine-Nicolas de Condorcet even expected
to discover social laws comparable to those of physics. Western societies
were alive with objective intellectual inquiry in all areas of life.
The Enlightenment’s political thinkers moved easily in the scientific
circles of their day.
Several important strains of social scientific thinking emerged during
the late 1600s. Intellectuals were questioning the religious dogma of
their times and the social institutions that religious elites underwrote.
In Great Britain, the divine right of kings and the moral certainty
of dogma surrounding the crown were questioned by people who we call
Puritans (Phillips, 1999). On a partisan level, this led to a civil
war between the king and Parliament. On a theoretical level, it opened
the way for applying scientific reasoning to human affairs. Two examples
of this intellectual ferment are rationalism and empiricism.
a. The Rationalists. Are nature and human affairs within nature
subject to fixed, mechanical laws? Thomas Hobbes (1588-1679) thought
so. Hobbes perceived that “every event is a motion and all sorts
of natural processes must be explained by analyzing complex appearances
into the underlying motions of which they consist” (Sabine, 1937:
458). By this he meant that social affairs including politics could
be reduced to what we would call formulae. Once the fundamental laws
of human nature were discovered, they could be expressed and taught
as easily as are the laws of physics. This rationalism can be seen in
the 1700s in the work of the Scotsman Adam Smith (1723-1790) and the
Frenchman Marie Jean Antoine Nicholas de Caritat, Marquis de Condorcet
(1743-1794), and it has returned in modern times in formal theories
of governance of political economists.
b. The Empiricists. We associate the Englishman John Locke (1632-1704)
with the concept of natural law. He believed that our common sense enables
us to build social institutions that harmonize with our essential human
nature. To Locke, we are essentially private persons with desires for
owning property and speaking our minds. Locke’s emphasizes the
importance of the experience of the senses rather than intuitive speculation
or deduction. We can observe human behavior empirically, and the material
facts speak for themselves. This pragmatic outlook resonated with North
Americans, and Locke’s work is important to understanding founding
thought in the United States.
The Scotsman David Hume (1711-1776) argued that there is a vast chasm
between theory and observable reality. Theories are conceptual devices
of the mind, while facts are observable events in the behavioral world.
Two factual events may be discovered together and may in fact be coincidental,
but an assertion of cause and effect is an intellectual abstraction
that can be plausible but never really “true” (Sabine, 1937:
599). Hume would have us put more faith in what people do than what
they say. People justify their actions with all sorts of theoretical
notions, but most of us are simply seeking our own best interests (Harmon,
1964: 519). Hume anticipates by almost 200 years the great explosion
of behavioral research in political science that includes public opinion
and voting studies.
The Rationalists and the Empiricists produced some of the finest epistemological
thinking of the Enlightenment. There were many other important political
theorists of Enlightenment, among them the communitarian Jean Jacques
Rousseau (1712-1778) and the political sociologist Charles Louis Montesquieu
(1689-1755). The philosophers influenced important public men such as
Edmond Burke, Benjamin Franklin, and Thomas Jefferson, and these writers
in turn shaped the practical politics of their day.
Other aspects of the Enlightenment operated to help give birth to political
science as we know it. Among elites, the Protestant Reformation broke
the monolithic hold that the Roman Catholic Church had on intellectual
and political thought in Europe. In fact, the long alliance between
absolutist monarchs and the Church in Rome fueled nonconformist thinking
among Protestant merchant princes and political reformers.
Within the mass public, things were changing as well. The printed word
and the growth of literacy made social science part of the mass culture.
Skepticism replaced orthodoxy in Christian religious thought, opening
the popular mind to natural reason. Democracy made the public’s
views relevant to politics, government, and public policy. In other
words, the intellectual ferment of the Enlightenment was not purely
the province of intellectuals. A growing, literate middle class with
nonconformist theology or secular values felt entitled to a politics
of their own.
2. Ideologues and Their “Science.” Political science
as a social science does not aspire to be the handmaiden of causes.
In fact, our brief sketches of concepts, methods, and the beginnings
of the modern discipline may have convinced you that political science
is dispassionate in its search for the truth (small “t”)
about politics, government, and public policy. However, ambitious politicians
have hijacked the discipline in certain societies at certain points
in history. They have tried to use our resources and our credibility
to underwrite their notion of the Truth (capital “T”). The
results have been disheartening.
Ideologues are political players who seek to elevate their belief systems,
or ideologies, to the guiding principles of social organization.
They believe that all of our politics, institutions, and policies should
serve the advancement of the ideology. Examples of modern political
ideologies are German fascism, Chinese communism, and Islamic theocracy.
The opposite of ideological commitment is pragmatism, an outlook
that favors practical problem solving over the advancement of any belief
agenda. We will have a great deal more to say about modern ideologies
and pragmatism in Chapter Three. Our goal now is to demonstrate how
ideology has threatened the independence and integrity of the discipline.
a. The Fascists. During the 19th Century, many societies were
committed to national ideologies. In North Atlantic countries, the scientific
theory of evolution mutated into belief systems about innate human capacities
(eugenics) and social progress (positivism). There were many negative
consequences. Racism was championed as “scientific,” and
minorities were politically disenfranchised. Racial segregation was
institutionalized in the law and enforced in separate and unequal public
accommodations. Public policies forbade mixed marriages, restricted
immigration, and encouraged imperialism abroad. The tendrils of a racist
ideology cast as pseudo science reached into virtually every walk of
life. From lynching in the American South to attempts to exterminate
European Jews to ethnic cleansing in the Balkans, we have struggled
to free ourselves from the mental shackles of racist ideology.
The National Socialist (Nazi) Party of Germany hijacked that country’s
intellectual infrastructure. Only social science that supported the
fascist regime and its mission to create a vast homeland for a superior
“Arian race” was tolerated. Other ideas were banned, and
political scientists who were Jewish or who would not conform to the
fascist ideology had to flee the country. In fact, many came to the
United States and joined political science faculties here. It would
ultimately take the combined armed forces of the liberal democracies
and the Soviet communists to defeat Nazi Germany and her totalitarian
allies Italy and Japan. The consequences of extreme ideology were measured
in the deaths of six million Jewish Europeans, 25 million young Allied
and Axis soldiers, and 30 million members of civilian populations all
over the world.
b. The Communists. The communists hijacked political
science a second time during the 20th Century. Their ideology contends
that working people live under the thumbs of ruthless
capitalists. The labor of industrial workers and agricultural peasants
are mere commodities to wealthy people and corporations. To the communist
ideologue, the social sciences serve the interests of the elite and
thereby enslave the masses. They would reformulate political science
around the theoretical concepts of dialectical materialism,
a secular philosophy that purports to liberate the mind by revealing
manipulative behavior in politics, institutions, and public policy.
Once minds are free, the masses can be extolled to revolt against their
capitalist masters.
Two streams of social science flow from the spring of dialectical materialism.
One branch is the doctrinaire pronouncements of party hacks whose loyalty
has secured them academic positions. Their social science has been an
essentially historical denunciation of the liberal democracies and the
capitalists who control nations’ politics, institutions, and public
policy. Using selective historical anecdotes, the party faithful find
reasons to support their communist regime and its positions. A more
intellectually distinguished stream of social science is a school of
thought that we call critical theory. The critical theorists
were the very intellectuals who the Nazis had driven from Europe. Distinguished
social scientists including Theodore Adorno, Max Horkheimer, Jurgen
Habermas, and Hanna Arendt brought a less doctrinaire logic of liberation
to political science. In fact, some have argued that their work represents
an alternative paradigm to the mainstream rationalist/empiricist outlook
on social science. But the critical theorists are the exception to the
rule of moribund communist political science. For the communists on
the extreme left – as with the fascists on the extreme right –
social science is the legitimate handmaiden of party politics.
c. The Theocrats. Perhaps the greatest irony of the 20th Century
has been the reemergence of religious fundamentalism as a political
force. Recall that the Enlightenment was made possible only when religious
dogma receded so that a secular science could advance. When legitimate
social inquiry supplanted feverish religious inquisition, people could
question authority and not be heretics. And yet the embers of religious
dogma and intolerance have never totally burned out. There is a wave
of Islamic fundamentalism sweeping the non-industrialized world from
North Africa to Indonesia. Theocratic regimes have installed
repressive governments, and these governments have often sponsored terrorism
aimed at the industrialized nations, capitalist and communist alike.
The world finds itself at war, a conflict as much between belief systems
as between nation states.
There is little room for reason and science in a theocracy. All important
political, governmental, and public policy questions are decided by
clerics who claim to have a corner on the Truth (capital “T”).
There can be no political science, as we understand it where free scientific
inquiry itself is banned. When modern humanity regresses into illiteracy,
fear, and envy, dogma replaces knowledge. The commitment to the truth
is replaced by a fanatical desire to crush all but the revealed Truth.
We will return to our discussion of political ideology in Chapter Three.
For now, suffice it to say that dogma is hostile to social science.
Extremists of all ilks press their prescriptive Truth at the expense
of what we usually consider objective truth.
3. Mainstream Political Science Today. The political science
discipline that we study in this book is a secular, nonpartisan enterprise.
We are not the handmaidens of political or religious regimes. In fact,
the roots of our professional values are found in the revolt against
dogma (Hoover, 1992: 142.) This is not to say that political scientists
and political science students do not have personal beliefs. Rather
as professionals, we commit ourselves to open inquiry and suspended
judgment. In effect, our personal political and religious opinions are
ours to enjoy in our free time, and they are not inherently more valuable
than those of other, non-scientists.
a. Our Shared Ethic. Our social science values bind us together
in a very loose bond of professional community. We are not all interested
in the same subject matter; we do not all use the same research and
analysis techniques; and we will certainly not all end up living the
same professional lifestyle. We will specialize in our focus, our methods,
and ultimately our outlook on the discipline. And we share a social
science ethic and we submit to the peer review process described earlier
to give our work credibility and keep us together as an academic discipline.
Our commitment to open inquiry means that we do not limit ourselves
in terms of concepts, models, or hypotheses. No areas of politics, government,
or public policy are “off limits.” There are no “forbidden
questions.” Open inquiry is important because we do not want people
in secular or ecclesiastical authority to permit or forbid us placing
items on our research agenda. We have to be free to take our work where
our curiosity and imagination lead us.
Suspended judgment means that we try our best not to shape
our findings to fit our personal beliefs. Our goal is not to justify
our personal opinions or the beliefs of any group or authority. We are
not obliged to either defend or attack prevailing knowledge claims about
politics, government, or public policy. Rather, we expect to be pleasantly
surprised by new insights in our research and that of others. This kind
of fairness of mind is the essence of objectivity.
b. Formal Theorists. One major branch of political science follows
the tradition of the rationalists who we earlier discussed. We sometimes
refer to this school with the discipline as the formal theorists
because they employ algebraic models of macro social processes to explain
individual and collective political decision-making. They are also referred
to as political economists and positive political theorists.
Formal theory attempts to explain political phenomena in terms of people
making rational choices (Riker and Ordeshook, 1973). On the individual
level, why do people choose to vote or stay away from the polls? Are
there costs -- such as time away from work or home -- associated with
voting? Can individuals justify to themselves that investment of time
and energy? In other words, what benefits accrue to the person who votes?
In the balance, is voting worth it? On the collective or mass level,
how do legislative coalitions come together and fall apart? What logic
guides partisan groups as they try to compute which actions are most
to their advantage? Whether the unit of analysis is the individual or
the group, the formal theorists find algebra, calculus, and other mathematical
tools helpful in modeling political phenomena. Their explanations are
deductive, asserting that specific applications can be drawn
from the power of their mathematical models to fit known societal phenomena.
c. Behavioralists. Another branch of the discipline has continued
to develop the traditions of the empiricists. These political scientists
study the political actions in an effort to generalize about the group
or society that they are studying. In this sense, they build up an understanding
of governing through a process of induction, reasoning from
the specific to the general. They perceive that knowledge built up from
observable behavioral foundations makes a solid foundation for a scientific
understanding of politics, government, and public policy.
The behavioralists use observations of individuals to describe
and explain the actions of political players, government officials,
and public policy-makers. Do women vote more often than do men? Have
more educated voters favored one party of policy over another? How often
do members of interest associations actually participate in organization
activities? The behavioral methodology often uses data bases made up
of many individual records. At other times, behavioralists use quasi-experimental
techniques to see how people will respond to political stimuli. Will
prospective voters react negatively to a male candidate with a beard?
How do research subjects respond to examples of negative campaign advertising?
In case of survey research and quasi-experiments, the behavioralists
reason that the key to understanding the actions of citizens, political
players, government officials, and public policy-makers is how they
actually behave.
d. Institutionalists. The methodologically sophisticated political
scientists have no corner on the knowledge market. The discipline still
needs careful, well-documented studies of political players, institutions,
and public policies. What were the sources of Theodore Roosevelt’s
national popularity? How do high court justices deliberate on sensitive
cases? How do legislative committees function in parliamentary and congressional
systems? Biographies, case studies, and legislative histories are but
a few of the valuable descriptive media used by institutionalists
to inform the specialized learner. In an era of ambitious international
study, there are almost limitless opportunities to produce new descriptive
knowledge of political institutions. There is literally a whole world
of politics, government, and public policy awaiting the descriptive
scholar.
e. Comparativists. Another step in building our discipline’s
knowledge about political institutions around the world is the comparative
perspective. The comparativists treat a political jurisdiction
such as a nation state, a subnational province, or a set of large cities
as the unit of analysis. They collect a variety of aggregate data for
these jurisdictions in an effort to systematically compare them. What
is ranking of the voter turnout rate in democracies? Is the extent of
literacy in a country related to its voter turnout? Within the United
States, are voter registration requirements associated with variations
in statewide turnout? There are inferential statistics that make it
possible to summarize and generalize about comparative data. With such
mathematical tools, the comparativists can make inductive generalizations
about the political world.
4. Political Science as Community Summary. Political scientists
share a discipline but have many diverging interests. The broad scope
of studying a concept like governing of necessity has made specialists
of us all. In fact, many would reasonably contend that our typology
of only five subfields does a disservice to the complexity of the discipline.
Perhaps it does. The public administrationists who study government
operations often claim a subfield or even a separate discipline for
themselves. And the same could be said for many other specialty studies.
We simply hope to introduce you to some of the variety of approaches
to politics, government, and public policy that characterize the contemporary
discipline. We are not out to exhaustively catalog the practice of political
science throughout the country and around the world.
Our central point is that there is great diversity within the discipline.
You will find one or more areas of study that will most interest you.
You will attend specialized conferences, read specialized articles,
and explore specialized books. You will supplement your general knowledge
of governing with rich discoveries related to your special interests.
Over time, you will become highly motivated to master the particular
methods used to study your subfield. Some of your will run computer
programs, and others will read biography. But you are welcome to do
both. As we said in the case of model building, you are limited only
by your imagination and industry. Political science is a large tent
under which many very independent and creative scholars seek shelter.
We are a community of individuals, not of clones.
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