Roberts Brokaw LLC

Mission

In this era of increased outside scrutiny and calls for oversight of corporate financial activities, there exists a need for credible, detached analysis and advice. Roberts Brokaw LLC provides senior-level corporate finance perspective to managements, boards of directors, law firms and government agencies. Unencumbered by an institutionalized fee structure and corporate overhead, retention arrangements can be efficiently tailored to the client's needs and the nature of the assignment.

Profile

Rob Brokaw has thirty years of investment banking experience. Prior to his relocation to Delaware in 2002, he was based in New York City, most recently as Senior Managing Director, Structured Products Group, at Bear Stearns & Co. His responsibilities included the design and execution of a wide variety of transactions in the contexts of debt, equity and strategic restructurings. Prior to Bear Stearns, he was a Managing Director and head of the Corporate Finance Group at PaineWebber Incorporated, where his responsibilities included origination and structuring of all equity-linked securities financings. At PaineWebber he was head of the Product Development Committee and a member of the Promotion and Commitment Committees. Earlier, he performed similar duties as a Managing Director at Merrill Lynch. In the first part of his career at Merrill and predecessor firm White, Weld & Co., he specialized in transactions for the transportation and utility industries.

Mr. Brokaw received an MBA with distinction from Harvard Business School and combined BA and MA degrees in Economics from Yale University, with high honors in his major, magna cum laude. In recent years, he has been an Adjunct Professor of Finance in New York University’s MBA program and a Senior Professional Fellow at NYU’s Center for Law and Business. Mr. Brokaw is a delegate to the Association of Yale Alumni and a member of the Executive Committee of the Yale Graduate School Alumni Association.

Information

Please contact Roberts W. Brokaw III at the address above.

Products/Services

Financial Consulting: Corporate finance policy, capital structure, strategic alliances, M&A, divestitures, reorganizations, and debt and equity restructurings.

Litigation, Arbitration and Regulatory Support: Expert testimony, negotiation, case preparation and due diligence.

Management Consulting: Corporate strategy and governance issues.